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The purpose of the role is to ensure the administrative teams are complying with all required legal and statutory processes and procedures. Assisting the teams with collating missing/incomplete compliance records and working with the client facing teams to clear any backlogs. This role will also perform a set number of required compliance File Reviews and any other monitoring procedures required to be performed. Updating all stakeholders, including the compliance department, on a regular basis and correspond and communicate openly and honestly with the teams on a regular basis to establish good relationships between the Funds Operations and client facing teams. Contact Shannon

The purpose of this role is to provide technical specialist skills and knowledge to support infrastructure Business Units through the pro-active identification of risks and issues, the design, implementation and monitoring of appropriate quality measures and operational control remediation and reporting. Key responsibilities include; Oversee/manage Outsourcing and Vendor management, monitor the adequacy and effectiveness of internal controls, test key operational controls and provide incident management support to Infrastructure Business Areas. Experience in providing operational governance and control functions for a large business unit or company is required. Contact Michael

Within this role you will maintain the risk and compliance oversight mechanisms within the Investment Division to ensure that the business operates in accordance with agreed risk parameters and in compliance with regulatory requirements of the Investment Business and Funds Services Business licences, by supporting the identification, analysis and management of risk arising from the investment operations. Contact Michael  

Our client is looking for a Client Documentation Officer to join its busy team in Guernsey. In this role, you will act as the first point of contact in respect of on-boarding new business, interacting with client(s)/Investor(s), On-Boarding Managers & Client Development.

The Outsourcing Correspondent acts as a central point of contact and ensures the implementation of the Group and Regulatory outsourcing Framework. You will be directly responsible for coordinating the implementation of the governance around outsourcing, including arrangements with internal group or external third parties. You will also be involved with organising the governance around outsourcing, maintain the policies and procedures facilitate SLA review meetings as well as conduct relevant training when necessary on the outsourcing framework.

Our client is looking for a Client Documentation Officer to join its busy team in Jersey. In this role, you will act as the first point of contact in respect of on-boarding new business, interacting with client(s)/Investor(s), On-Boarding Managers & Client Development. Contact Sarah for more information.

An opportunity for a temporary Compliance Administrator who is organised, has excellent attention to detail and who is able to be flexible in their approach to work. This role will require someone who can work well under pressure and deal with a number of different competing matters and reviews at a time.

Our client has an exciting opportunity for an experienced Compliance Administrator to join their global Risk & Compliance team in Jersey. The successful applicant will undertake a range of compliance and risk management duties, which will be focussed on supporting both legal and regulated business. You will be a primary Risk and Compliance advisory contact for the company including but not limited to CDD, new business, incidents, CMP, as well as new/amended policies and procedures.

Within this role you will provide assistance to various service line teams on Regulatory Compliance and AML/CFT matters, and where appropriate escalate to the Compliance Officer. You will also support the service lines in completion of reviews and accurately record all time spent dealing with client matters to ensure the clients are correctly invoiced.

The successful candidate must have some experience working within a compliance function, with an understanding of fiduciary products offered in the Trust, Company and Funds service lines.

The purpose of the role is to support continued delivery of the Compliance & Risk Assessment framework using strong regulatory expertise and practical experience in the design / application of effective controls. The ability to understand/ analyse applicable financial services legislation, regulations and communicate requirements clearly to non risk specialists is key. For the next phase of the analysis the client is looking for compliance professionals with experience in legislation and regulation covering Anti Money Laundering, Banking and Investment Business. Contact Shannon