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The purpose of this role is to support the Head of Compliance in the development and maintenance of an effective compliance function for the company’s regulated businesses, as well as supervise and support the Compliance Team, including cultivating the right behaviours, ensuring effective employee performance management. You will also act as Deputy Money Laundering Reporting Officer, as a point of contact for internal suspicion reports and a liaison with the Joint Financial Crimes Unit.

Our client within the fiduciary sector is looking to hire a Compliance Assistant Manager. The primary objective will be to ensure that the Fiduciary & Fund Administration business continues to have an effective Compliance and AML/CFT framework in place. You will be able to provide appropriate assurances and information to the Head of Compliance therefore enabling the business to fulfil its Compliance and AML/CFT responsibilities.

Our client is looking for an individual to assist with all aspects of the client due diligence process within the Client Take On team. You will prepare client/matter files, undertake searches, complete appropriate checks, obtain/track the progress of CDD documentation, escalating any issues as appropriate.

Our Client – a leading trust company – is seeking a Deputy Compliance Officer on a temporary basis for up to 6 months. The purpose of the role will be to assist the Compliance Officer in all aspects of Compliance and MLRO administration. 

We have an exciting opportunity for someone looking to take the next step in their career in compliance. Within this role you will undertake reviews as part of the compliance monitoring programme and prepare relevant reports regarding findings for review and assist with Customer Due Diligence reviews including trigger events and Politically Exposed Persons. Additional duties include undertaking client screening and ongoing monitoring to include Conflict Checks, background or equivalent searches. Previous experience of client screening and monitoring activities and processing client due diligence in a regulated or supervised environment is preferable.

Working as part of the Compliance, Anti-Money Laundering and Financial Crime Team and primarily responsible for the provision of direction and support so that the Fiduciary and Funds business remains compliant with all relevant laws, regulations, legislation and best practice across Global Businesses, Global Functions, and jurisdictions.

Working as part of the Compliance, Anti-Money Laundering and Financial Crime Team and primarily responsible for the provision of direction and support so that the Fiduciary and Funds business remains compliant with all relevant laws, regulations, legislation and best practice across Global Businesses, Global Functions, and jurisdictions

Working as part of the Compliance, Anti-Money Laundering and Financial Crime Team and primarily responsible for the provision of direction and support so that the Fiduciary and Funds business remains compliant with all relevant laws, regulations, legislation and best practice across Global Businesses, Global Functions, and jurisdictions.

The purpose of the role is to provide risk management services to the trust company including monitoring client business, Codes of Practice and ensuring compliance with group policies and procedures. You will undertake the ongoing review of all new and existing entities on the databases, and assist with the development of processes and procedures to appropriately monitor the risks. You will prepare, carry out and monitor an ongoing review programme, and provide ongoing reporting to the Risk Manager / General Manager as well as assist the Risk Manager in the development of appropriate review formats and monitoring programmes. Contact Shannon

The purpose of this role is to ensure all client due diligence meets regulatory requirements. Duties will include reconciling CDD, inputting information accurately into internal systems and identifying and communicating deviations to colleagues/client; ensuring that the relevant checklists and databases are kept up-to-date; resolution of queries from colleagues/client; escalation of issues identified to the team manager etc. Contact Shannon!